APPENDIX III
[See rule 2(1)(c)]
FORM NO. 1
[See rule 4]
Monthly Statement to be furnished by a stock exchange in respect of transactions in which client codes have
been modified after registering in the system for the month of …….
Sl. No. | Particulars of the stock exchange | |
1 | Name | (refer Note 1) |
2 | Address | (refer Note 2) |
3 | Permanent Account Number |
4. Details of transaction in which client codes have been modified after registering in system are enclosed in a soft copy as annexure.
DECLARATION
I………………(name of the principal officer) having Permanent Account Number …………….. in my
capacity as … of …. (name of stock exchange) hereby certify that all the particulars furnished above are
correct and complete.
Place: ………… Signature of the Principal Officer of the Stock Exchange
Date: ………… Name:
Designation: